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Evaluating the Role of NGOs in Community-Based Earthquake
Preparedness: A Systematic Review of Global Practices
Muh. Yusri Wahyudi Yunus, Mukhsan Putra Hatta, Miswar Tumpu
Hasanuddin University, Makassar, Indonesia
DOI: https://dx.doi.org/10.51584/IJRIAS.2025.1009000101
Received: 10 September 2025; Accepted: 16 September 2025; Published: 25 October 2025
ABSTRACT
Community-based preparedness is a critical component of effective disaster risk reduction, particularly in
regions vulnerable to earthquakes. Non-Governmental Organizations (NGOs) have emerged as key actors in
facilitating resilience-building efforts at the grassroots level. This systematic review aims to evaluate the
strategic role of NGOs in enhancing community preparedness for earthquake disasters, focusing on global
practices and interventions. The review analyzed peer-reviewed journal articles, reports, and case studies
published between 2000 and 2024, sourced from major databases including Scopus, Web of Science, and
Google Scholar. A total of 42 studies meeting the inclusion criteria were examined to identify common
strategies, challenges, and outcomes associated with NGO-led preparedness initiatives. The findings highlight
the pivotal contributions of NGOs in areas such as risk communication, community training, early warning
dissemination, and the integration of local knowledge in preparedness planning. Moreover, successful
programs were often characterized by participatory approaches, long-term community engagement, and
collaboration with government institutions. However, the review also identifies persistent challenges, including
limited funding, coordination issues, and lack of standardized evaluation metrics. This study underscores the
importance of strategic NGO involvement in disaster preparedness and provides policy-relevant insights for
stakeholders aiming to strengthen community resilience against seismic hazards. By synthesizing diverse
global experiences, this review contributes to a more comprehensive understanding of how NGOs can
effectively support earthquake-prone communities in preparing for future disasters.
Keywords: Non-Governmental Organizations (NGOs); Community-Based Preparedness; Earthquake
Resilience; Disaster Risk Reduction; Systematic Review
I. INTRODUCTION
Community-based disaster preparedness has emerged as a pivotal approach in modern disaster risk reduction
(DRR) frameworks, especially in earthquake-prone regions. This paradigm shift moves away from traditional
top-down strategies by recognizing the agency and local knowledge of vulnerable communities. Non-
Governmental Organizations (NGOs) have increasingly played a strategic role in facilitating grassroots
engagement, enhancing community capacity, and translating national policies into locally meaningful action
(Allen, 2006; Rahman, 2019). Their proximity to communities allows them to act as both facilitators and
advocates in risk governance.
Research shows that NGO-led initiatives can significantly improve community preparedness levels. In Nepal,
for instance, community emergency response trainings conducted by NGOs have enhanced residents'
understanding of evacuation procedures and the proper use of early warning tools (Sharma, Rai, and Ghimire,
2018). Such interventions are often effective because they merge participatory methods with context-sensitive
approaches, fostering a sense of ownership and sustained engagement among local residents. One of the key
strengths of NGOs lies in their flexibility and adaptability. Following the 2010 earthquake in Haiti, several
NGOs collaborated with local stakeholders to implement culturally sensitive evacuation drills and awareness
campaigns (Walsh and Djalante, 2017). These localized efforts helped bridge the gap between international
humanitarian standards and local sociocultural realities. Nonetheless, challenges such as fragmented
coordination and donor dependency continue to impede the long-term success of such programs.
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Beyond technical preparedness, NGOs have also contributed to enhancing the overall quality of life in disaster-
prone communities through integrated programs in health, education, and livelihoods. A recent study by Latief
et al. (2025) demonstrated that community-based disaster preparedness initiatives in flood-prone areas of
Makassar, Indonesia, significantly improved residents' well-being and resilience. Although the study focused
on flood hazards, the underlying principles of community participation and NGO facilitation are equally
relevant in the context of earthquake preparedness. The integration of local knowledge in preparedness
planning is another domain where NGOs have shown leadership. Mercer et al. (2010) argue that blending
indigenous knowledge with scientific risk assessments results in more robust and culturally appropriate DRR
strategies. NGOs often act as mediators between formal institutions and communities, enabling the co-creation
of knowledge that aligns both with tradition and modern disaster science.
Community-based approaches also align with the concept of “sustainable resilience,where capacity-building
extends beyond one-time interventions. In Indonesia, long-term NGO engagement in post-tsunami recovery
efforts led to a sustained increase in public disaster awareness and institutional coordination (Lassa, 2015).
These outcomes were more pronounced in areas where NGOs embedded their programs into existing social
and political structures, emphasizing the importance of continuity in NGO operations. Despite their
contributions, NGOs face persistent challenges in sustaining preparedness programs. Funding limitations often
result in short project cycles that cannot support long-term behavior change. According to Clarke, Fanany, and
Kenny (2019), this shortfall affects not only program continuity but also staff retention and monitoring
capacity. Addressing these issues requires stronger partnerships with government agencies and donors
committed to long-term resilience investments.
Evaluation remains another critical issue. Most community-based preparedness programs lack standardized
metrics to assess impact. Gaillard and Mercer (2012) stress the need for participatory evaluation frameworks
that incorporate both quantitative indicators and qualitative feedback from communities. This ensures that
programs are not only effective from a technical standpoint but also resonate with the lived realities of the
people they are designed to protect. NGOs have also made notable contributions in advancing community-
based early warning systems. In Japan, partnerships between NGOs and academic institutions led to the
development of locally adapted early warning platforms that improved community responsiveness to seismic
alerts (Nakamura, 2014). Such innovations highlight the potential of NGOs to play an active role in
technological dissemination and risk communication.
Given the rising frequency and severity of seismic hazards globally, understanding the effectiveness of NGOs
in preparedness is of growing significance. While much has been written about NGO contributions during
emergency response and post-disaster recovery, fewer studies focus specifically on their proactive role in pre-
disaster preparednessparticularly in earthquake contexts. This gap in the literature limits the ability of
policymakers and practitioners to harness the full potential of NGOs in long-term risk reduction strategies.
This research aims to address that gap by conducting a systematic review of global practices where NGOs
have played a central role in community-based earthquake preparedness. By examining cases from diverse
geographical, socio-political, and institutional contexts, this study seeks to identify recurring strategies, critical
success factors, and challenges that shape the effectiveness of NGO-led initiatives. Additionally, the study
explores how NGOs collaborate with governments and communities to bridge the policy-practice divide in
disaster risk governance. Ultimately, this study contributes to disaster management literature by offering
evidence-based insights into how NGOs enhance resilience at the community level. The findings will inform
not only academic discourse but also practical policymaking and program design in earthquake-prone regions.
By synthesizing global lessons and framing actionable recommendations, this review supports the
development of more inclusive, participatory, and sustainable disaster preparedness frameworks.
LITERATURE REVIEW
The Strategic Role of NGOs in Disaster Risk Reduction
Non-Governmental Organizations (NGOs) have become increasingly influential in the global landscape of
disaster risk reduction (DRR). Their role extends beyond emergency relief to long-term resilience building and
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policy advocacy. According to Allen (2006), NGOs possess a unique operational flexibility that enables them
to reach marginalized populations often overlooked by formal state mechanisms. They act as intermediaries
between the government and communities, translating macro-level strategies into grassroots actions.
In the context of earthquake preparedness, NGOs often take on responsibilities such as community
mobilization, capacity-building workshops, emergency drills, and dissemination of safety information. For
example, in Nepal, Sharma, Rai, and Ghimire (2018) documented how NGOs improved earthquake readiness
through household-level training on evacuation protocols and first aid skills. This proactive engagement
illustrates NGOs’ potential to foster a culture of preparedness before disasters strike.
Participatory Approaches in Community-Based Preparedness
A hallmark of effective NGO intervention is the use of participatory methodologies that empower local
populations. Participation is not merely instrumental but transformative, fostering trust and mutual
accountability between stakeholders (Gaillard and Mercer, 2012). In Haiti, following the 2010 earthquake,
NGOs collaborated with communities to design culturally appropriate evacuation simulations, ensuring that
interventions were both technically sound and locally acceptable (Walsh and Djalante, 2017; Sahib et al.,
2019).
Mercer et al. (2010) further emphasize the value of co-produced knowledge in DRR. Their study in the Pacific
islands demonstrates that when communities are engaged as equal partners rather than passive recipients,
preparedness outcomes improve significantly. Participation also builds social capital, which is critical in post-
disaster recovery and in sustaining long-term resilience initiatives.
Integrating Indigenous and Scientific Knowledge
The integration of indigenous knowledge systems with scientific disaster risk assessments has emerged as a
powerful tool in NGO-led programs. Mercer et al. (2010) propose a framework for such integration that
involves dialogue between local stakeholders and external experts. This hybrid knowledge system enhances
the legitimacy and effectiveness of preparedness plans, especially in rural and indigenous communities.
In Indonesia, Lassa (2015) found that NGOs who respected and incorporated local beliefs into earthquake
education campaigns achieved higher levels of community engagement. Rather than displacing traditional
knowledge, NGOs acted as facilitators, validating local experiences while introducing modern risk
communication tools. This approach is particularly valuable in seismic risk areas where cultural worldviews
influence perceptions of hazard.
Capacity Building and Quality of Life Improvement
NGOs not only focus on hazard-specific interventions but also address underlying vulnerabilities that
exacerbate disaster impacts. Holistic programs combining health, education, and livelihoods have shown to
improve community resilience comprehensively. For instance, Latief et al. (2025) found that NGO-led
preparedness initiatives in flood-prone Makassar led to measurable improvements in residents' quality of life as
assessed by WHOQOL-BREF indicators.
Such findings underscore the multifaceted role of NGOs: they are not merely implementers of DRR projects
but agents of social development. This dual role aligns with the Sendai Framework’s emphasis on addressing
the root causes of vulnerability, including poverty, weak infrastructure, and lack of education (UNDRR, 2015).
Challenges in NGO-Led Preparedness Programs
Despite their advantages, NGOs face considerable challenges in sustaining community-based preparedness
initiatives. One critical issue is funding volatility. As Clarke, Fanany, and Kenny (2019) argue, many NGOs
depend on short-term donor grants that hinder long-term program planning and evaluation. Once funding ends,
programs are often discontinued, leaving communities with partially developed capacities. Coordination is
another persistent challenge. Fragmentation among NGOs, government bodies, and international donors often
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results in duplicated efforts or service gaps (Gaillard and Mercer, 2012). A lack of standardized evaluation
metrics further complicates the measurement of impact. Many NGO programs rely on anecdotal evidence or
limited data, making it difficult to generalize success or replicate models elsewhere.
NGO Innovation in Early Warning Systems
NGOs have contributed to technological innovations in community-based early warning systems. In Japan,
local NGOs partnered with universities to create simplified earthquake alert systems tailored for elderly and
linguistically diverse populations (Nakamura, 2014). These efforts enhanced the accessibility of scientific
information and encouraged more timely responses during seismic events. Such innovations demonstrate how
NGOs can bridge the technical capacity of formal institutions with the needs of marginalized users. Their
grassroots connections allow them to test and adapt new technologies in real-world conditions, contributing
valuable insights to the broader DRR knowledge base.
Research Gaps in Earthquake-Specific NGO Studies
While the broader role of NGOs in disaster contexts has been widely studied, there remains a significant gap in
literature specifically focusing on earthquake preparedness. Most existing studies emphasize post-disaster
relief or general risk reduction, with less attention paid to the proactive and preventive roles NGOs play before
an earthquake occurs. Furthermore, comparative analyses across regions are scarce, limiting our understanding
of contextual variations in NGO effectiveness.
This gap hampers the ability of policymakers and practitioners to derive evidence-based lessons for earthquake
risk management. There is a need for more systematic reviews that consolidate findings from diverse settings
to inform better design and evaluation of NGO interventions in seismic contexts.
METHODS
This study employed a systematic review methodology to synthesize global evidence on the role of Non-
Governmental Organizations (NGOs) in community-based earthquake preparedness. The review followed the
Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines to ensure
methodological rigor, minimize selection bias, and enhance replicability.
Data sources included three major academic databases: Scopus, Web of Science, and Google Scholar. These
were selected for their comprehensive coverage of peer-reviewed journals in disaster management,
development studies, and public policy. Additional grey literaturesuch as NGO reports, UN agency
publications, and government documentswas also reviewed to capture practical insights that may not appear
in academic literature. The review covered publications from January 2000 to April 2024 to reflect
contemporary practices in disaster preparedness following key events such as the 2004 Indian Ocean tsunami,
the 2010 Haiti earthquake, and the Sendai Framework’s adoption in 2015.
The inclusion criteria for the review were as follows: (1) studies must focus on NGO interventions related to
earthquake preparedness; (2) the interventions must involve community-based or participatory approaches; (3)
the source must be in English; and (4) studies must contain empirical data or evaluative insights. Exclusion
criteria included studies focused solely on post-disaster recovery, theoretical papers with no field-based
evidence, and those addressing other disaster types (e.g., floods or hurricanes) without connection to seismic
risk or multi-hazard preparedness.
The search strategy employed a combination of keywords and Boolean operators. Core search terms included:
NGO” OR “non-governmental organization”, AND “earthquake preparedness” OR “seismic risk reduction”,
AND “community-based” OR “participatory approach” OR “disaster education”. Searches were conducted
iteratively to refine results, and backward snowballing was applied to identify additional sources cited in key
papers. A total of 742 initial records were identified across all platforms.
After removing duplicates and screening abstracts, full-text reviews were conducted on 108 articles. Of these,
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42 studies met the inclusion criteria and were selected for in-depth analysis. The PRISMA flow diagram was
used to document the selection process, including reasons for exclusion at each stage. Data were extracted into
a structured matrix capturing information on study location, NGO role, intervention type, target population,
outcomes, and reported challenges.
Thematic analysis was employed to synthesize the findings from the selected studies. Using NVivo software,
inductive coding was conducted to identify recurring themes, such as community empowerment, capacity
building, risk communication, local knowledge integration, and institutional collaboration. Each theme was
analysed across geographical and institutional contexts to identify patterns, similarities, and divergences. This
qualitative synthesis enabled a nuanced understanding of how NGOs contribute to preparedness efforts across
diverse settings.
Finally, several methodological limitations must be acknowledged. First, the language restriction to English
may have excluded relevant studies published in local languages, particularly from regions like Latin America
or Francophone Africa. Second, while efforts were made to include grey literature, access to internal NGO
evaluations was limited, which may have constrained the depth of practice-oriented insights. Third, the
heterogeneity of study designs and outcome indicators across the reviewed literature limited the possibility of
quantitative meta-analysis. Despite these limitations, this systematic review provides a comprehensive and
evidence-based overview of global NGO practices in community-based earthquake preparedness.
Data Sources and Search Strategy
Literature searches were conducted in three major academic databasesScopus, Web of Science, and Google
Scholarfor peer-reviewed journal articles published between January 2000 and April 2024. These
databases were selected for their broad coverage of disaster management, development studies, and public
policy. To capture practical insights not indexed in academic journals, grey literature such as NGO reports,
UN agency documents, and government publications was also included.
RESULTS
NGOs as Catalysts for Community Empowerment
One of the most consistent findings across the reviewed literature is the pivotal role of NGOs in empowering
local communities to become active agents in earthquake preparedness. In multiple contexts, NGOs have
implemented training sessions, disaster simulations, and awareness campaigns that not only disseminated
information but also nurtured leadership and self-organization within communities (Sharma, Rai, and Ghimire,
2018). These interventions often led to the formation of community-based disaster risk reduction (CBDRR)
groups that sustained preparedness activities beyond the project lifespan. However, the sustainability of
empowerment efforts was found to be closely tied to the continuity of NGO presence and follow-up support
(Clarke, Fanany, and Kenny, 2019).
Integration of Local and Indigenous Knowledge
Several studies revealed that successful NGO programs did not rely solely on external scientific expertise but
actively integrated local and indigenous knowledge into preparedness planning. This was particularly evident
in rural and indigenous settings in Indonesia, Nepal, and the Philippines, where community beliefs about
earthquakes were interwoven with risk communication (Mercer et al., 2010; Lassa, 2015). NGOs acted as
knowledge brokers, facilitating respectful exchanges between traditional leaders and technical experts. This
hybrid approach helped improve the community’s receptiveness to early warning systems and evacuation
planning, although it required culturally sensitive facilitation skills.
Partnerships with Government and Stakeholders
The effectiveness of NGO-led initiatives was significantly enhanced when NGOs collaborated with local
governments and formal institutions. In Japan, for example, NGOs partnered with municipal authorities to
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ensure that community-based early warning systems were integrated into official disaster management plans
(Nakamura, 2014). In contrast, programs that operated in isolation or failed to align with national frameworks
often faced duplication, resistance, or irrelevance. The review underscores the importance of vertical and
horizontal integrationbetween NGOs, governments, academic institutions, and communitiesfor scalable
and sustainable preparedness efforts (Walsh and Djalante, 2017).
Resource Limitations and Program Sustainability
A recurrent challenge across studies is funding instability, which hinders long-term planning and program
sustainability. Many NGO initiatives were found to be time-bound, tied to donor cycles, and lacked provisions
for exit strategies or institutional embedding (Allen, 2006; Gaillard and Mercer, 2012). Some programs
showed early success but collapsed after project termination, leaving communities without continued support
or resources. This highlights the need for resilience-building efforts that are embedded within local institutions
and include sustainability planning from the outset, including cost-sharing mechanisms and local resource
mobilization.
Evaluation Gaps and Lack of Standardized Metrics
Another major finding is the absence of standardized evaluation frameworks to assess NGO contributions to
earthquake preparedness. Most of the reviewed studies relied on qualitative descriptions, anecdotal evidence,
or short-term impact assessments. Only a few included robust outcome indicators such as changes in risk
perception, household preparedness, or disaster response times. This lack of evaluation standardization limits
the ability to compare effectiveness across contexts or replicate successful models. Gaillard and Mercer (2012)
advocate for participatory monitoring and evaluation (PME) frameworks that reflect local values while
maintaining methodological rigor.
NGOs and Multi-Sectoral Approaches to Preparedness
Several NGOs approached earthquake preparedness through multi-sectoral interventions, combining DRR with
public health, education, and livelihood programs. For instance, Latief et al. (2025) demonstrated how
community-based preparedness in flood-prone Makassar not only enhanced disaster readiness but also
improved quality of life through health-focused programs. Such integrated models recognize the
interdependence between disaster vulnerability and social determinants of resilience. They align with global
frameworks like the Sendai Framework, which emphasizes addressing the underlying risk drivers of disasters
(UNDRR, 2015).
Contextual Variability and Adaptive Practices
The final thematic finding relates to contextual adaptation. NGO strategies varied widely depending on
sociopolitical settings, risk exposure levels, and community capacity. In politically unstable environments or
post-conflict regions, NGOs often faced additional barriers such as restricted access, distrust, or conflicting
mandates. Yet, in some cases, these constraints led to innovationsuch as mobile-based training, radio
messaging, and decentralized volunteer networks. Flexibility and adaptability emerged as critical success
factors in navigating diverse field realities, reinforcing the need for context-sensitive program design (Mercer
et al., 2010).
Synthesis and Implications
Collectively, the findings of this systematic review underscore the multifaceted and dynamic role of NGOs in
earthquake preparedness. NGOs contribute not only through direct service delivery but also by strengthening
institutional linkages, enabling knowledge co-production, and enhancing local ownership. However, their
efforts are often constrained by systemic challenges such as fragmented coordination, unsustainable funding,
and weak evaluation mechanisms.
To address these gaps, future NGO programs should prioritize institutional integration, long-term funding
strategies, standardized evaluation, and inclusive planning that centers community voices. Policymakers
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should also recognize NGOs not as temporary agents but as strategic partners in national disaster resilience
architectures. A hybrid model that balances grassroots engagement with top-down governance could lead to
more durable and equitable outcomes in earthquake-prone communities.
CONCLUSION
This systematic review has highlighted the critical and multifaceted role of NGOs in advancing community-
based earthquake preparedness across diverse global contexts. NGOs serve as catalysts for grassroots
engagement, facilitators of knowledge exchange, and intermediaries between communities and formal
institutions. Their ability to adapt to local realities, foster community empowerment, and promote participatory
approaches has proven vital in translating disaster risk reduction (DRR) strategies into effective action at the
local level. Particularly, programs that integrated local knowledge, built institutional partnerships, and
addressed broader vulnerabilities were found to yield more sustainable outcomes.
However, the review also identifies several persistent challenges that limit the full potential of NGO-led
preparedness efforts. These include unstable funding, lack of long-term institutional integration, and the
absence of standardized monitoring and evaluation frameworks. Many initiatives remained short-lived or
isolated, with limited scalability or replication. The findings call for a rethinking of NGO engagement
beyond ad-hoc interventionsto one that emphasizes sustainability, alignment with national frameworks, and
the institutionalization of community-based disaster risk management systems.
Moving forward, policymakers, practitioners, and donors should recognize NGOs not merely as auxiliary
actors but as strategic partners in building resilient communities. Future research should explore comparative
case studies across regions to deepen understanding of contextual variables influencing NGO effectiveness.
Additionally, developing shared evaluation metrics and enhancing collaboration between NGOs, governments,
and academic institutions will be essential for improving the design, implementation, and impact assessment of
community-based earthquake preparedness initiatives.
FINANCING
The authors did not receive financing for the development of this research.
Conflict of Interest
The authors declare that there is no conflict of interest.
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